Erez Law is currently investigating Morgan Stanley broker Brian Manning (CRD# 1561116) regarding suitability concerns in the energy sector. Manning has been registered with Morgan Stanley in Toms River, New Jersey since 2009.
Manning has been the subject of one customer complaint in 2020, according to his CRD report:
September 2020. “Claimant alleges unsuitability with respect to investments in energy/mining securities – Feb 2014 – Aug 2016.” The customer is seeking $320,695.25 in damages and the case is currently pending. The complaint is regarding corporate debt.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Manning’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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