Erez Law is currently investigating Carl M. Hennig, Inc. broker Thomas Harenburg (CRD# 237016) regarding stock losses. He has been registered with Carl M. Hennig, Inc. in Oshkosh, Wisconsin since 1968.
Thomas Harenburg Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2021. “Poor initial investments November 2012 – Present.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Carl M. Hennig, Inc. may be liable for investment or other losses suffered by Thomas Harenburg’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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