Were you the victim of Wells Fargo Clearing Services, LLC broker Daniel Evans (CRD# 1573625) who is accused of unsuitable investment recommendations? He has been registered with Wells Fargo Clearing Services, LLC in Seattle, Washington since 2003.
Daniel Evans Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
December 2021. “Claimant alleges that between 2015 and 2020, the FA made unsuitable investments.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Daniel Evans’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
