Erez Law is currently investigating Hornor, Townsend & Kent, LLC broker Debra Clark (CRD# 1987661) regarding unsuitable investment recommendations. She has been registered with Hornor, Townsend & Kent, LLC in Wilton, Connecticut since 2010.
Debra Clark Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
January 2022. “Claimants allege, that beginning in 2014, Hornor, Townsend and Kent, through its registered representative, filled Claimants’ portfolios with unsuitable securities including Non-conventional Investments. The causes of action alleged are breach of fiduciary duty, violation of FINRA/NYSE rules, breach of contract, negligence, negligence supervision and fraudulent inducement to hold investment.” The customer is seeking $105,000 in damages and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Hornor, Townsend & Kent, LLC may be liable for investment or other losses suffered by Debra Clark’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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