Were you the victim of Morgan Stanley broker Thomas Bonds (CRD# 1867556) regarding unsuitable investment recommendations? He has been registered with Morgan Stanley in Kirkland, Washington since 2009.
Thomas Bonds Customer Complaints
He has been the subject of five customer complaints between 1992 and 2021, one of which was closed without action, according to his CRD report. The most recent complaints are regarding:
December 2021. “Claimant alleges, inter alia, unsuitability with regards to managed account – April, 2015 to September, 2021.” The customer is seeking $5,000,000 in damages and the case is currently pending. The complaint was regarding managed wrapped accounts.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Thomas Bonds’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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