Erez Law is currently investigating former Sagepoint Financial, Inc. broker Shelby Moore (CRD# 4776583) regarding private placement investment losses. He has been registered with Arkadios Capital in Angleton, Texas since 2021. Previously, he was registered with Sagepoint Financial, Inc. in Angleton, Texas from 2014 to 2021.
Shelby Moore Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
November 2021. “Claimants allege that the financial professional recommended an investment that was unsuitable.” The customer is seeking $250,000 in damages and the case is currently pending. The complaint was regarding private placements.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Sagepoint Financial, Inc. may be liable for investment or other losses suffered by Shelby Moore’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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