Can I recover losses from investments with Wells Fargo Clearing Services, LLC broker Robert Pizzimenti (CRD# 1256707) regarding investment losses due to failure to follow instructions? He has been registered with Wells Fargo Clearing Services, LLC in Garden City, New York since 2003.
Robert Pizzimenti Customer Complaints
He has been the subject of two customer complaints between 2001 and 2022, according to his CRD report. The most recent complaint was regarding:
March 2022. “Claimant alleges that in 2021, the FA failed to follow instruction to timely execute requested trades and transfer of funds.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Robert Pizzimenti’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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