Erez Law is currently investigating Morgan Stanley broker Anthony Gallea (CRD# 713980) regarding options losses due to investment fraud. He has been registered with Morgan Stanley in Hendersonville, North Carolina and Del Ray Beach, Florida since 2009.
Anthony Gallea Customer Complaints
He has been the subject of four customer complaints between 2001 and 2022, two of which were denied, according to his CRD report:
May 2022. “Claimant alleged, inter alia, unsuitability with respect to option trading strategy implemented in the account – 2018-2022.” The case is currently pending. The complaint was regarding options losses.
April 2022. “Claimant alleged, inter alia, unsuitability with respect to options trading strategy – 2019 to 2021.” The case is currently pending. The complaint was regarding options losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Anthony Gallea’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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