There are options for customers of RBC Capital Markets, LLC broker Thomas Renzi (CRD# 1923679) who allegedly made unsuitable investment recommendations. He has been registered with RBC Capital Markets, LLC in Williamsville, New York since 2007.
Thomas Renzi Customer Complaints
He has been the subject of three customer complaints between 2004 and 2022, one of which was denied, according to his CRD report. The most recent complaint was regarding:
February 2022. “Financial Advisor made unsuitable recommendations.” The case is currently pending. The complaint was regarding equity OTC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, RBC Capital Markets, LLC may be liable for investment or other losses suffered by Thomas Renzi’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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