Independent Financial Group, LLC broker Kenneth Beber (CRD# 4257664) is accused of real estate investment trust (REITs) losses. He has been registered with Independent Financial Group, LLC in San Dimas, California since 2011. Previously, he was registered with Investors Capital Corp. in San Dimas, California from August to September 2011. Prior to that, he was registered with National Planning Corporation (“Npc Of America” In Fl & Ny) in West Covina, California from 2007 to 2011, when he was terminated regarding, “contrary to firm policy, the representative used discretion to purchase stock in a customer’s brokerage account.”
Kenneth Beber Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
February 2022. “Alleges investment was not in line with client’s stated objectives.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding non-traded REITs and the complaint took place while he was registered with Independent Financial Group, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Independent Financial Group, LLC may be liable for investment or other losses suffered by Kenneth Beber’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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