Were you the victim of Charles Schwab & Co., Inc. broker Kordel Drake (CRD# 2637927)? He has been registered with Charles Schwab & Co., Inc. in Indianapolis, Indiana since 1999.
Kordel Drake Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
May 2022. “Client alleges failure to follow instructions on April 21, 2020, pertaining to his request to Close his Futures contracts position.” The customer is seeking $500,000 in damages and the case is currently pending. The complaint was regarding financial futures investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Charles Schwab & Co., Inc. may be liable for investment or other losses suffered by Kordel Drake’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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