Former Western International Securities broker Daniel Beech (CRD# 6169844) has 13 customer complaints related to investment losses. He has been registered with Innovation Partners LLC in Charlotte, North Carolina, since 2022 and with IP Financial Advisory Services LLC in Thousand Oaks, California, since 2022. Previously, he was registered with Western International Securities in Westlake Village, California, from 2016 to 2022.
Daniel Beech Customer Complaints
He has been the subject of 13 customer complaints between 2019 and 2023, one of which was denied, according to his CRD report:
January 2023. “Unsuitability; Negligence.” The customer is seeking $5,000 in damages, and the case is currently pending. The complaint took place while he was registered with Western International Securities, and it was regarding corporate debt.
November 2022. “Client is seeking reimbursement from investment.” The customer is seeking $150,000 in damages, and the case is currently pending.
November 2022. “Client is seeking reimbursement from investment.” The customer is seeking $5,000 in damages, and the case is currently pending.
October 2022. “Client is seeking reimbursement from investment.” The customer is seeking $1,000,000 in damages, and the case is currently pending. The complaint took place while he was registered with Western International Securities, and it was regarding corporate debt.
October 2022. “Client is seeking reimbursement from investment.” The customer is seeking $150,000 in damages, and the case is currently pending. The complaint took place while he was registered with Western International Securities, and it was regarding corporate debt.
July 2022. “Unsuitability.” The customer is seeking $379,250 in damages, and the case is currently pending. The complaint took place while he was registered with Western International Securities, and it was regarding corporate debt.
July 2022. “Unsuitability.” The customer is seeking $258,900 in damages, and the case is currently pending. The complaint took place while he was registered with Western International Securities, and it was regarding corporate debt.
June 2022. “Unsuitability.” The customer is seeking $300,000 in damages, and the case is currently pending. The complaint took place while he was registered with Western International Securities, and it was regarding corporate debt.
June 2022. “Negligence.” The customer is seeking $300,000 in damages, and the case is currently pending.
April 2022. “Negligence.” The customer is seeking $5,000 in damages, and the case is currently pending. The complaint took place while he was registered with Western International Securities, and it was regarding alternative investments.
August 2021. “Performance Related.” The customer sought $5,000 in damages, and the case was settled for $62,500. The complaint took place while he was registered with Western International Securities.
December 2019. “Unsuitable Recommendation.” The customer sought $5,000 in damages, and the case was settled for $10,000. The complaint occurred while he was registered with Western International Securities, and it was regarding real estate investment trusts (REITs)
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Western International Securities may be liable for investment or other losses suffered by Daniel Beech’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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