Erez Law is investigating former Fidelity Personal And Workplace Advisors broker Nathan Cedarleaf (CRD# 4341451) regarding stock losses. He has been registered with Cetera Investment Services LLC in Troy, Ohio, since 2021. Previously, he was registered with Fidelity Personal And Workplace Advisors in Boston, Massachusets, from 2018 to 2020 and with Fidelity Brokerage Services LLC in Beavercreek, Ohio, from 2012 to 2020.
Nathan Cedarleaf Customer Complaints
He has been the subject of two customer complaints between 2022 and 2022, according to his CRD report:
August 2022. “Customers/parents allege that representative/son made misrepresentations in connection with the recommendation of two stocks which led to losses.” The customer is seeking $1,000,000 in damages, and the case is currently pending. The complaint took place while he was registered with Fidelity Personal And Workplace Advisors, and it was regarding common and preferred stocks.
February 2020. “Customers/parents allege that representative/son made misrepresentations in connection with the recommendation of two stocks which led to losses.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Fidelity Personal And Workplace Advisors may be liable for investment or other losses suffered by Nathan Cedarleaf’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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