Did you lose money investing in oil and gas securities with former ProEquities, Inc. broker Cara Miller (CRD# 4521819)? She was registered with ProEquities, Inc. in Rapid City, South Dakota, from 2006 to 2020.
Cara Miller Customer Complaints
She has been the subject of two customer complaints between 2020 and 2022, according to his CRD report:
July 2022. “Claimaints allege that representative recommended unsuitable investments in Atlas Growth Partners, L.P.” The case is currently pending. The complaint took place while he was registered with Concourse Financial Group Securities, Inc., and it was regarding oil and gas investment losses.
May 2020. “Client alleges unsuitable investments and failure of Firm to perform due diligence.” The customer sought $500,000 in damages, and the case was settled for $22,500. The complaint was regarding oil and gas investment losses, and it took place while he was registered with ProEquities, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, ProEquities, Inc. may be liable for investment or other losses suffered by Cara Miller’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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