Erez Law is currently investigating Westpark Capital, Inc. broker Justin Singletary (CRD# 6325695) regarding GWG Holdings Inc. L Bonds. He has been registered with Westpark Capital, Inc. in Newport Beach, California, from 2017 to 2020. Previously, he was registered with Transamerica Financial Advisors, Inc. in Norco, California, from May to December 2016.
Justin Singletary Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
September 2022. “The arbitration alleges that GWG L Bonds were misrepresented to the client and not suitable for the clients investment objectives.” The case is currently pending. The complaint took place while he was registered with Westpark Capital, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Westpark Capital, Inc. may be liable for investment or other losses suffered by Justin Singletary’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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