There are options for clients of Tobin & Company Securities LLC broker Justine Tobin (CRD# 1641345) who faces multi-million dollar customer complaints. She has been registered with Tobin & Company Securities LLC in Charlotte, North Carolina, since 2006.
Justine Tobin Customer Complaints
She has been the subject of two customer complaints in 2021, according to her CRD report:
September 2021. “Claimant alleges, among other things, failure to supervise representatives who allegedly made false and misleading statements in purportedly selling an unsuitable loan away from the firm.” The customer is seeking $1,500,000 in damages and the case is currently pending. The complaint was related to a EB-5 private placement, which occurred while he was registered with Tobin & Company Securities LLC.
August 2021. “Allegations include negligence/negligent supervision, negligent misrepresentation, breach of contract/industry rules, securities fraud.” The customer is seeking $3,500,000 in damages and the case is currently pending. The complaint was related to a loan agreement, and it took place while he was registered with Tobin & Company Securities LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Tobin & Company Securities LLC may be liable for investment or other losses suffered by Justine Tobin’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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