Westpark Capital, Inc. broker Kim Kunz (CRD# 718618) is accused of GWG Holdings Inc. investment losses. She has been registered with Westpark Capital, Inc. in Atascadero, California, since 2017.
Kim Kunz Customer Complaints
She has been the subject of two customer complaints between 2022 and 2023, according to his CRD report:
February 2023. “The claims are that the rep sold an unsuitable, illiquid, and risky investment to the Claimant and that he overconcentrated her portfolio in one investment. The purchase of GWG happened in December 2018.” The customer is seeking $106,000 in damages, and the case is currently pending. The complaint is related to GWG Holdings Inc. investment losses.
August 2022. “Unsuitability and omission of Material facts. The customer purchased an investment and then later the company filed for Chapter 11 Bankruptcy.” The customer is seeking $200,000 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Westpark Capital, Inc. may be liable for investment or other losses suffered by Kim Kunz’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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