There are options for customers of former Laidlaw & Company broker Kevin Wilson (CRD# 3262701) who suffered investment losses. Wilson has been registered with Worden Capital Management LLC in New York, New York since November 2019. Previously, Wilson was registered with National Securities Corporation in New York, New York from August 2017 to December 2019. Prior to that, Wilson was registered with Laidlaw & Company (UK) Ltd. in New York, New York from 2010 to 2017.
Wilson has been the subject of nine pending customer complaints between 2017 and 2020, according to his CRD report:
- July 2020. “Client alleges unsuitability from 2013-2017.” The customer sought $130,000 in damages and the case was settled for $62,500. The complaint was regarding private placements.
- November 2019. “Client alleges unsuitability and over-concentration from 2011 to 2017.” The customer is seeking $1,600,000 in damages. The complaint was regarding private placements.
- May 2019. “Client alleges unauthorized trading in 2014.” The customer is seeking $90,405 in damages in this pending customer complaint. The case is regarding equity OTC.
- May 2019. “Client alleges unsuitability and over-concentration from 2010 to 2017.” The customer is seeking $300,000 in damages in this pending customer complaint. The case is regarding private placements.
- April 2019. “Client alleges unsuitability and over-concentration from 2012 to 2017.” The customer is seeking $440,000 in damages in this pending customer complaint. The case is regarding private placements.
- November 2018. “Client alleges unsuitable recommendations from 2014-2017.” The customer sought $500,000 in damages and the case was settled for $85,000. This case is regarding private placements and common and preferred stocks.
- October 2018. “Client alleges unsuitability from 2010 to 2017.” The customer is seeking $2 million in damages and the case is currently pending. This case is regarding private placements.
- July 2018. “Client alleges unsuitability and over concentration from 2009 to 2017.” The customer sought $457,000 in damages and the case was settled for $29,500. This case is regarding private placements.
- December 2017. “Misrepresentation.” The customer is seeking $75,000 in damages and the case is currently pending. This case is regarding private placements.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Laidlaw & Company may be liable for investment or other losses suffered by Wilson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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