Did you lose money investing with LPL Financial LLC broker Janelle O’Brien (CRD# 6159970)? She has been registered with LPL Financial LLC in Burbank, California, since 2020. Previously, she was registered with Edward Jones in Burbank, California, from 2013 to 2020.
Janelle O’Brien Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
October 2022. “Claimant alleges that the representative failed to diversify her portfolio of vested shares in her former employer’s public company, which caused risk that was inconsistent with Claimant’s investment objectives and tolerance. Time period of March 2021 to July 2022.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was related to common and preferred stock losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Janelle O’Brien’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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