Were you the victim of investment losses with Capital Investment Group, Inc. broker Tammie Farrell (CRD# 2475931)? She has been registered with Capital Investment Group, Inc. in Franklin, North Carolina, since 2012.
Tammie Farrell Customer Complaints
She has been the subject of three customer complaints between 2022 and 2023, according to her CRD report:
February 2023. “Breach of fiduciary duty, negligence, breach of contract, fraud, and negligent supervision.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding direct investments.
November 2022. “Investments in GWG Holdings, Inc. were not suitable in nature for each client.” The customer is seeking $270,000 in damages, and the case is currently pending. The complaint was regarding direct investments.
October 2022. “Product recommended to, and purchased by, the clients was unsuitable in nature.” The customer is seeking $145,000 in damages, and the case is currently pending. The complaint was regarding direct investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Capital Investment Group, Inc. may be liable for investment or other losses suffered by Tammie Farrell’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
