Were you the investment-loss victim of former Summit Brokerage Services, Inc. broker David Stamper (CRD# 2301862)? He has been registered with Cetera Advisor Networks LLC in Cary, North Carolina, since 2019. Previously, he was registered with Summit Financial Group In. in Cary, North Carolina, and with Summit Brokerage Services, Inc. in Cary, North Carolina, from 2006 to 2019.
David Stamper Customer Complaints
He has been the subject of five customer complaints between 2001 and 2023, one of which was denied, according to his CRD report. The most recent complaint was regarding:
January 2023. “Claimants allege they were recommended unsuitable investments.” The case is currently pending. The complaint took place while he was registered with Summit Brokerage Services, Inc., and it was regarding real estate security losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Summit Brokerage Services, Inc. may be liable for investment or other losses suffered by David Stamper’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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