Erez Law is currently investigating former Center Street Securities, Inc. broker William Borleis (CRD# 2285245), who is accused of unsuitable investment recommendations. He has been registered with Arete Wealth Management, LLC in Chicago, Illinois, since 2022. Previously, he was registered with Center Street Advisors, Inc. in Nashville, Tennessee, from 2017 to 2022. Prior to then, he was registered with FSC Securities Corporation in Spring Hill, Tennessee, from April to October 2015, with LPL Financial LLC in Spring Hill, Tennessee, from 2014 to 2015, and with FSC Securities Corporation in Spring Hills, Tennessee, from 2008 to 2014.
William Borleis Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2023. “Client alleges investment is unsuitable.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding alternative investment losses, and it took place while he was registered with Center Street Securities, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Center Street Securities, Inc. may be liable for investment or other losses suffered by William Borleis’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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