Options for Clients of Calton & Associates, Inc. Broker John Drabek

Calton & Associates Inc.

Calton & Associates, Inc. broker John Drabek (CRD# 1335813) is accused of unsuitable investment recommendations. He has been registered with Calton & Associates, Inc. in Tampa, Florida, and East Lyme, Connecticut, since 2010. 

John Drabek Customer Complaints

He has been the subject of two customer complaints between 2012 and 2023, according to his CRD report. The most recent complaint was regarding: 

July 2023. “Ms. [REDACTED] alleges that on 3/15/2016 and on 12/1/2016, Mr. Drabek made unsuitable recommendations to her and her husband to invest in Griffin Realty Trust and CIM Real Estate Finance Trust respectively.” The customer is seeking $200,000 in damages, and the case is currently pending. The complaint was regarding real estate investment trust (REIT) investment losses.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Calton & Associates, Inc. may be liable for investment or other losses suffered by John Drabek’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.