There are options for clients of Truist Investment Services, Inc. broker Yeoshen Tsui (CRD# 4824629), who suffered investment losses. He has been registered with Truist Investment Services, Inc. and Truist Advisory Services, Inc. in Gaithersburg, Maryland, since 2016. Previously, he was registered with Suntrust Investment Services, Inc. in Rockville, Maryland, from April to December 2016, and with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Germantown, Maryland, from 2009 to 2016.
Yeoshen Tsui Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2023. “Client represented herself as a conservative investor and alleges that the municipal bond she purchased at the representative’s advice was unsuitable.” The customer is seeking $130,000 in damages, and the case is currently pending. The complaint was regarding municipal debt, and it took place while he was registered with Truist Investment Services, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Truist Investment Services, Inc. may be liable for investment or other losses suffered by Yeoshen Tsui’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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