Morgan Stanley broker Kenneth Munao (CRD# 4525441) is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in Barrington, Illinois, since 2009.
Kenneth Munao Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2023. “Claimants allege, inter alia, unsuitability with respect to managed account – August 2017 to August 2020.” The case is currently pending. The complaint was regarding managed and warp accounts.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Kenneth Munao’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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