Cetera Advisor Networks LLC broker Edward Rosenblatt (CRD# 2658712) faces complaints related to mutual fund investment losses. He has been registered with Cetera Advisor Networks LLC in Mission Viejo, California, and Newport Beach, California, since 1995, and with Cetera Investment Advisers LLC in Mission Viejo, California, since 2023.
Edward Rosenblatt Customer Complaints
He has been the subject of six customer complaints between 2001 and 2023, one of which was denied and one was closed without action, according to his CRD report. The most recent complaints are regarding:
June 2023. “Claimant alleges breach of fiduciary duty, breach of written contract, breach of oral contract, failure to supervise and control.” The customer is seeking $200,000 in damages, and the case is currently pending. The case was regarding mutual fund investment losses, and it took place while he was registered with Cetera Advisor Networks LLC.
June 2017. “Client alleges the product was misrepresented to him.” The case was settled for
$33,777.58. The case was regarding mutual fund investment losses, and it took place while he was registered with Cetera Advisor Networks LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cetera Advisor Networks LLC may be liable for investment or other losses suffered by Edward Rosenblatt’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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