Former Morgan Stanley broker John Gascoyne (CRD# 1837286) is accused of misrepresentation resulting in investment losses. He was registered with Morgan Stanley in The Woodlands, Texas, from 2009 to 2023.
John Gascoyne Customer Complaints
He has been the subject of four customer complaints between 1997 and 2023, two of which were denied, according to his CRD report. The most recent complaint was regarding:
March 2023. “Client Alleges, Inter alia, misrepresentation with respect to private equity investments 2018-2020.” The case is currently pending. The complaint was regarding managed and wrap accounts, and it took place while he was registered with Morgan Stanley.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by John Gascoyne’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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