Were you the victim of Cambridge Investment Research, Inc. broker Joseph Hurley (CRD# 4499819)? He has been registered with Cambridge Investment Research, Inc. in Battle Ground, Washington, since 2010.
Joseph Hurley Customer Complaints
He has been the subject of two customer complaints between 2008 and 2023, one of which was denied, according to his CRD report. The most recent complaint was regarding:
May 2023. “Statement of Claim alleges an investment recommendation was made for the purpose of generating high commissions and fees and that Claimants were deprived of the ability to generate reasonable returns that would have been received in a diversified portfolio.” The case is currently pending. The complaint was regarding direct investments and oil and gas investments losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cambridge Investment Research, Inc. may be liable for investment or other losses suffered by Joseph Hurley’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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