Cambridge Investment Research, Inc. broker Thomas Bates (CRD# 1037294) is accused of real estate investment losses. He has been registered with Cambridge Investment Research, Inc. in Columbus, Ohio, since 2011.
Thomas Bates Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2023. “Statement of Claim alleges the financial professional recommended unsuitable investments. Claimant suggests the investments were misrepresented to him.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding real estate securities, and it took place while he was registered with Cambridge Investment Research, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cambridge Investment Research, Inc. may be liable for investment or other losses suffered by Thomas Bates’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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