Were you the victim of Centaurus Financial, Inc. broker Fera Shivaee (CRD# 2271590)? She has been registered with Centaurus Financial, Inc. in Laguna Niguel, California, since 1997.
Fera Shivaee Customer Complaints
She has been the subject of two customer complaints between 2013 and 2023, according to his CRD report:
September 2023. “The customer alleges that in early 2020, the Registered Representative recommended unsuitable, complex, high-risk, illiquid investment and breached her fiduciary duty.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding corporate debt bonds.
October 2013. “Unsuitability, breach of fiduciary duty of loyalty, negligence, failure to do due diligence, negligent misrepresentation, breach of contract, material omissions and misrepresentations, securities fraud, fraud based on concealment, and violations of FINRA rules and regulations regarding the sale of securities.” The customer sought $1,000,862 in damages, and the customer was awarded $405,778.00 in compensatory damages, $81,558.00 in pre-judgment interest, attorneys’ fees in the amount of $95,000, and $600 as reimbursement for the non-refundable portion of the initial claim filing fee. The complaint was regarding unspecified Real Estate Investment Trusts (REITs).
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Centaurus Financial, Inc. may be liable for investment or other losses suffered by Fera Shivaee’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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