Were you the victim of former FSC Securities Corporation broker Randy Cox (CRD# 2544998)? He has been registered with Osaic Wealth, Inc. in Hudson Oaks, Texas, since 2023. He was previously registered with FSC Securities Corporation in Hudson Oaks, Texas, from 1994 to 2023.
Randy Cox Customer Complaints
He has been the subject of two customer complaints between 2012 and 2023, according to his CRD report. The most recent complaint was regarding:
November 2023. “The Claimant alleges that the financial professional sold him an alternative investment that was unsuitable.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding real estate securities losses, and it took place while he was registered with FSC Securities Corporation.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, FSC Securities Corporation may be liable for investment or other losses suffered by Randy Cox’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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