Erez Law is currently investigating former Cetera Financial Specialists LLC broker Christopher Grano (CRD# 2937422), who is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Islandia, New York, since 2022. Previously, he was registered with Cetera Investment Advisers LLC in East Islip, New York, from 2021 to 2022, and with Cetera Financial Specialists LLC in East Islip, New York, from 2011 to 2022.
Christopher Grano Customer Complaints
He has been the subject of three customer complaints between 1999 and 2023, according to his CRD report. The most recent complaint was regarding:
November 2023. “Claimants allege suitability, misrepresentation, and negligence.” The customer is seeking $370,000 in damages, and the case is currently pending. The complaint was regarding real estate securities losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cetera Financial Specialists LLC may be liable for investment or other losses suffered by Christopher Grano’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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