Former Cambridge Investment Research, Inc. broker Steven Gessner (CRD# 2650114) is accused of unsuitable investment recommendations. He was registered with United Planners’ Financial Services Of America A Limited Partner in Baltimore, Maryland, from 2018 to 2021, and with Cambridge Investment Research, Inc. in Baltimore, Maryland, from 2012 to 2018.
Steven Gessner Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2023. “Clients allege products were too risky and unsuitable.” The case is currently pending. The complaint was regarding oil and gas and real estate securities investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cambridge Investment Research, Inc. may be liable for investment or other losses suffered by Steven Gessner’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
