RBC Capital Markets, LLC broker John Micera (CRD# 1255342) faces a $2.275 million customer complaint related to unsuitable investment recommendations in structured notes. He has been registered with RBC Capital Markets, LLC in Florham Park, New Jersey, since 2002.
John Micera Customer Complaints
He has been the subject of two customer complaints between 2004 and 2024, one of which was denied, according to his CRD report:
April 2024. “Alleged unsuitability related mainly to the clients’ investment in “high risk, illiquid, high commission/fee structured” notes.” The customer is seeking $2,275,000 in damages; the case is currently pending. The complaint was regarding structured note losses, which occurred while he was registered with RBC Capital Markets, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, RBC Capital Markets, LLC may be liable for investment or other losses suffered by John Micera’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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