Charles Schwab & Co., Inc. broker Kevin Bailey (CRD# 1490570) faces mutual fund investment losses. He has been registered with Charles Schwab & Co., Inc., since 2014. Previously, he was registered with Schwab Wealth Advisory, Inc. in Phoenix, Arizona, from 2018 to 2023.
Kevin Bailey Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
February 2024. “The client alleges starting in or around 2018, the representative provided poor advice by implementing a strategy that is inconsistent with how the funds are supposed to be used.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding mutual fund investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Charles Schwab & Co., Inc. may be liable for investment or other losses suffered by Kevin Bailey’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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