Erez Law is currently investigating former LPL Financial LLC broker Bradley Bergdahl (CRD# 1432349) regarding unsuitable investment recommendations. He has been registered with Cetera Advisor Networks LLC in Cando, North Dakota, since 2018, and with CWM, LLC in Cando, North Dakota, since 2018. Previously, he was registered with LPL Financial LLC in Cando, North Dakota, from 1995 to 2018.
Bradley Bergdahl Customer Complaints
He has been the subject of two customer complaints between 2021 and 2024, according to his CRD report:
March 2024. “Customer alleges that an investment made in 2014 was unsuitable for the customer’s investment objectives and risk tolerance.” The case is currently pending. The complaint was regarding real estate securities losses.
January 2021. “Customer alleges purchase of a REIT in 2014 is unsuitable because the price of the REIT allegedly declined. Activity Period: 12/2014 – 1/2021.” The customer sought $225,000 in damages, and the case was settled for $50,000. The complaint took place while he was registered with LPL Financial LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Bradley Bergdahl’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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