Were you the victim of fixed and variable annuity investment losses with NYLife Securities LLC broker John Howell (CRD# 2703625)? He has been registered with NYLife Securities LLC in Stillwater, Oklahoma, since 1996.
John Howell Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
February 2024. “The Customer alleges the recommendation to replace his surrender charge-free variable annuity with two (2) fixed annuities in May 2023 resulted in a new surrender charges schedule and new fees. The customer has requested the rescission of the fixed annuities and the restoration of the variable annuity.” The case is currently pending. The complaint was regarding fixed and variable annuities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, NYLife Securities LLC may be liable for investment or other losses suffered by John Howell’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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