Erez Law is currently investigating Osaic Fa, Inc. broker Peter Robertson (CRD# 1695345) regarding energy sector losses. He has been registered with Osaic Fa, Inc. in Irvine, California, since 1997.
Peter Robertson Customer Complaints
He has been the subject of three customer complaints between 2011 and 2024, one of which was denied, according to his CRD report:
March 2024. “Claimant alleges their RR recommended unsuitable Oil and Gas investments.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding energy sector losses.
February 2024. “Claimant alleges their RR recommended unsuitable Oil and Gas investments.” The customer is seeking $2,999,950 in damages, and the case is currently pending. The complaint was regarding energy sector losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Osaic Fa, Inc. may be liable for investment or other losses suffered by Peter Robertson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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