There are options for clients of Avantax Investment Services, Inc. broker Monica Osborne (CRD# 3256608) who suffered investment losses. She has been registered with Avantax Investment Services, Inc. in Anthem, Arizona, since 1999, and with Avantax Advisory Services in Eugene, Oregon, since 2007.
Monica Osborne Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
April 2024. “Customer alleged the representative recommended an unsuitable investment.” The customer is seeking $200,000 in damages, and the case is currently pending. The complaint was regarding direct investment losses, and it took place while he was registered with Avantax Investment Services, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Avantax Investment Services, Inc. may be liable for investment or other losses suffered by Monica Osborne’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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