There are options for clients of former Cetera Investment Advisers LLC broker Pamela Calhoun (CRD# 4216320), who is accused of structured product losses.
She has been registered with Fidelity Brokerage Services LLC in Smithfield, Rhode Island, since 2021. She was registered with Cetera Investment Advisers LLC Newnan, Georgia, from 2018 to 2021, Scottrade Investment Management in Saint Louis, Missouri, from 2017 to 2018, and Scottrade, Inc. in Peachtree City, Georgia, from 2007 to 2018.
Pamela Calhoun Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
January 2024. “Claimant alleges their registered representative overconcentrated and recommended unsuitable investment.” The case is currently pending. The complaint was regarding structured product losses. It took place while he was registered with Cetera Investment Advisers LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cetera Investment Advisers LLC may be liable for investment or other losses suffered by Pamela Calhoun’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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