There are options for clients of former Lincoln Financial Securities Corporation broker Troy Perkins (CRD# 4337530), who is accused of energy sector losses. He has been registered with Concourse Financial Group Securities, Inc. in The Woodlands, Texas, since 2017. He was registered with Lincoln Financial Securities Corporation in The Woodlands, Texas, from 2009 to 2017.
Troy Perkins Customer Complaints
He has been the subject of two customer complaints between 2008 and 2023, according to his CRD report. The most recent complaint was regarding:
June 2023. “Claimant alleges the RR recommended various unsuitable non-conventional investments.” The customer is seeking $125,000 in damages, and the case is currently pending. The complaint was regarding energy and gas energy sector losses, and it took place while he was registered with Lincoln Financial Securities Corporation.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Lincoln Financial Securities Corporation may be liable for investment or other losses suffered by Troy Perkins’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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