Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ronald Kummerer Jr. (CRD# 4344687), who is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Exton, Pennsylvania, since 2004.
Ronald Kummerer Jr. Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2024. “The client alleges an unsuitable investment strategy.” The customer is seeking $315,872 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch, Pierce, Fenner & Smith Incorporated may be liable for investment or other losses suffered by Ronald Kummerer Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
