Former David Lerner Associates, Inc. broker Craig Nomberg (CRD# 4293515) is accused of mutual fund losses. He has been registered with Wells Fargo Clearing Services, LLC in Boca Raton, Florida, since 2019. He was registered with David Lerner Associates, Inc. in Boca Raton, Florida, from 2000 to 2019.
Craig Nomberg Customer Complaints
He has been the subject of two customer complaints between 2012 and 2024, according to his CRD report. The most recent complaint was regarding:
March 2024. “Allegations: SOAEX purchase – unsuitability, misrepresentation and omissions Allegation period: December 4, 2018, the date of the first purchase of SOAEX to March 7, 2024 the date the SOC was received.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding mutual fund losses, and it took place while he was registered with David Lerner Associates, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, David Lerner Associates, Inc. may be liable for investment or other losses suffered by Craig Nomberg’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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