Erez Law is currently investigating former Cambridge Investment Research Advisors, Inc. broker Matthew Stucke (CRD# 4840895) regarding stock losses. He has been registered with Cetera Advisor Networks LLC in Milton, Georgia, since 2022. He was registered with Cetera Advisor Networks LLC in Milton, Georgia, from 2022 to 2023, Cambridge Investment Research Advisors, Inc. in Milton, Georgia, from 2020 to 2022, Raymond James & Associates, Inc. in Alpharetta, Georgia, from 2018 to 2020, and J.P. Morgan Securities LLC in Atlanta, Georgia, from 2013 to 2018.
Matthew Stucke Customer Complaints
He has been the subject of five customer complaints between 2023 and 2024, according to his CRD report:
July 2024. “Statement of Claim alleges the financial professional recommended unsuitable and risky investments resulting in substantial loss.” The customer is seeking $250,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks. It took place while he was registered with Cambridge Investment Research Advisors, Inc.
July 2024. “The Statement of Claim alleges the financial professional was negligent in handling the client accounts. Allegations suggest the financial professional used his discretionary authority to engage in high volumes of risky activity.” The customer is seeking $5,000,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks. It took place while he was registered with Cambridge Investment Research Advisors, Inc.
January 2024. “Statement of Claim alleges the financial professional recommended unsuitable and risky investment resulting in substantial loss.” The customer is seeking $200,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks. It took place while he was registered with Cambridge Investment Research Advisors, Inc.
October 2023. “Statement of Claim alleges the financial professional recommended unsuitable and risky investments resulting in substantial loss.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks. It took place while he was registered with Cambridge Investment Research Advisors, Inc.
July 2023. “Client alleges his discretionary account was mishandled resulting in significant losses.” The customer sought $370,000 in damages, and the case was settled for $275,000. The complaint was regarding common and preferred stocks. The complaint took place while he was registered with Cambridge Investment Research Advisors, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cambridge Investment Research Advisors, Inc. may be liable for investment or other losses suffered by Matthew Stucke’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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