Erez Law is currently investigating former Wells Fargo Advisors Financial Network, LLC broker John Cimino (CRD# 4757028), who is accused of unsuitable investment recommendations. He has been registered with American Global Wealth Management, Inc. in Naples, Florida, since 2023, Imprint Wealth LLC in Naples, Florida since 2024, and with Naples Wealth Planning in Naples, Florida, since 2024. He was registered with Imprint Wealth LLC in Naples, Florida, from 2023 to 2024, Laidlaw Wealth Management LLC in Naples, Florida, from 2022 to 2023, and Wells Fargo Advisors Financial Network, LLC in Naples, Florida, from 2009 to 2022.
John Cimino Customer Complaints
He has been the subject of two customer complaints between 2009 and 2023, one of which was closed without action, according to his CRD report:
September 2023. “Claimant alleges in or around December 2017, her mother’s financial advisors (fa) made unsuitable investments with regard to her Wells Fargo (WF) accounts.” The customer is seeking $648,745 in damages, and the case is currently pending. The complaint was regarding variable annuities, and it took place while he was registered with Wells Fargo Advisors Financial Network, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Advisors Financial Network, LLC may be liable for investment or other losses suffered by John Cimino’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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