There are investment loss options for clients of former Cetera Advisors LLC broker Rami Sassoon (CRD# 5270959. He has been registered with LPL Financial LLC in Flushing, New York, since 2024. He was registered with Cetera Advisors LLC in New York, New York, from 2015 to 2024.
Rami Sassoon Customer Complaints
He has been the subject of two customer complaints between 2014 and 2023, one of which was denied, according to his CRD report. The most recent complaint was regarding:
February 2023. “Claimants allege they were recommended and overconcentrated in unsuitable investments.” The customer sought $300,000 in damages, and the case was settled for $175,000. The complaint took place while he was registered with Cetera Advisors LLC, and it was regarding real estate securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cetera Advisors LLC may be liable for investment or other losses suffered by Rami Sassoon’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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