Did you lose money investing with former LPL Financial LLC broker Gabriel Tessar (CRD# 1491923)? He has been registered with Trident Partners Ltd. in Holbrook, New York, since 2017. Previously, he was registered with LPL Financial LLC in Port Jefferson, New York, from 2012 to 2017.
In December 1989, the state of Michigan revoked his registration after he failed to pay the balance of the $30 1989 renewal fee, in the amount of $15.
Gabriel Tessar Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2024. “Customers allege that an investment made during the period of 2012-2014 were inappropriate for the customers investment objectives and risk tolerance.” The case is currently pending. The complaint was regarding real estate securities, and it took place while he was registered with LPL Financial LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Gabriel Tessar’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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