Erez Law is currently investigating LPL Financial LLC broker Karry Maciak (CRD# 4332863) regarding unsuitable investment recommendations. He has been registered with LPL Financial LLC in Walnut Creek, California, since 2013.
Karry Maciak Customer Complaints
He has been the subject of three customer complaints between 2023 and 2024, one of which was denied, according to his CRD report:
March 2024. “Customer alleges that an investment made in 2014 was unsuitable for the customer’s investment objectives and risk tolerance.” The case is currently pending. The complaint was regarding real estate security losses.
October 2023. “Claimant alleges that during the time period 2013 to 2015, representative made unsuitable investment recommendations concerning REITs.” The customer sought $60,000 in damages, and the case was settled for $14,500. The complaint was regarding real estate security losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Karry Maciak’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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