Moloney Securities Co., Inc. broker Eric Duncan (CRD# 4168496) faces customer complaints related to unsuitable investment recommendations. He has been registered with Moloney Securities Co., Inc. in Denver, Colorado, since 2004, and Moloney Securities Asset Management LLC in Denver, Colorado, since 2016. He was registered with Moloney Investment Advisory LLC in Denver, Colorado, from March to December 2016, and Moloney Securities Co., Inc. in Denver, Colorado, from 2013 to 2016.
Eric Duncan Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
August 2023. “Suitability/negligence. 2016-2019.” The customer sought $196,000 in damages, and the case was settled for $125,000. The complaint was regarding corporate debt and direct investments, and it took place while he was registered with Moloney Securities Co., Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Moloney Securities Co., Inc. may be liable for investment or other losses suffered by Eric Duncan’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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