Erez Law is interested in speaking with investors who may have suffered losses due to investments with former LPL Financial LLC broker Judith Dolle (CRD# 826135). She was registered with LPL Financial LLC in Rancho Mirage, California, from 2013 to 2023.
Judith Dolle Customer Complaints
She has been the subject of three customer complaints between 2012 and 2024, one of which was denied, according to her CRD report:
September 2024. “Claimants allege representative made an unsuitable investment in a non-traded REIT. Time period is September 2015. (please do not provide an end date).” The customer is seeking $750,000 in damages, and the case is currently pending. The complaint was regarding real estate investment trust (REITs), and it took place while he was registered with LPL Financial LLC.
February 2024. “Customer alleges that investments made in 2014-2015 were unsuitable for the customer’s investment objectives and risk tolerance.” The case is currently pending. The complaint was regarding real estate securities, and it took place while he was registered with LPL Financial LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Judith Dolle’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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